North Dakota Century Code

Chapter 41-08

Investment Securities

Section Section Name
41-08-01 (8‑101) Short title
41-08-02 (8‑102) Definitions
41-08-03 (8‑103) Rules for determining whether certain obligations and interests are securities or financial assets
41-08-04 (8‑104) Acquisition of security or financial asset or interest therein
41-08-05 (8‑105) Notice of adverse claim
41-08-06 (8‑106) Control
41-08-07 (8‑107) Whether endorsement, instruction, or entitlement order is effective
41-08-08 (8‑108) Warranties in direct holding
41-08-09 (8‑109) Warranties in indirect holding
41-08-10 (8‑110) Applicability ‑ Choice of law
41-08-11 (8‑111) Clearing corporation rules
41-08-12 (8‑112) Creditor's legal process
41-08-13 (8‑113) Statute of frauds inapplicable
41-08-14 (8‑114) Evidentiary rules concerning certificated securities
41-08-15 (8‑115) Securities intermediary and others not liable to adverse claimant
41-08-16 (8‑116) Securities intermediary as purchaser for value
41-08-17 (8‑201) Issuer
41-08-18 (8‑202) Issuer's responsibility and defenses ‑ Notice of defect or defense
41-08-19 (8‑203) Staleness as notice of defect or defense
41-08-20 (8‑204) Effect of issuer's restriction on transfer
41-08-21 (8‑205) Effect of unauthorized signature on security certificate
41-08-22 (8‑206) Completion or alteration of security certificate
41-08-23 (8‑207) Rights and duties of issuer with respect to registered owners
41-08-24 (8‑208) Effect of signature of authenticating trustee, registrar, or transfer agent
41-08-25 (8‑209) Issuer's lien
41-08-26 (8‑210) Overissue
41-08-27 (8‑301) Delivery
41-08-28 (8‑302) Rights of purchaser
41-08-29 (8‑303) Protected purchaser
41-08-30 (8‑304) Endorsement
41-08-31 (8‑305) Instruction
41-08-32 (8‑306) Effect of guaranteeing signature, endorsement, or instruction
41-08-33 (8‑307) Purchaser's right to requisites for registration of transfer
41-08-34 (8‑401) Duty of issuer to register transfer
41-08-35 (8‑402) Assurance that endorsement or instruction is effective
41-08-36 (8‑403) Demand that issuer not register transfer
41-08-37 (8‑404) Wrongful registration
41-08-38 (8‑405) Replacement of lost, destroyed, or wrongfully taken security certificate
41-08-39 (8‑406) Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate
41-08-40 (8‑407) Authenticating trustee, transfer agent, and registrar
41-08-41 (8‑501) Securities account ‑ Acquisition of security entitlement from securities intermediary
41-08-42 (8‑502) Assertion of adverse claim against entitlement holder
41-08-43 (8‑503) Property interest of entitlement holder in financial asset held by securities intermediary
41-08-44 (8‑504) Duty of securities intermediary to maintain financial asset
41-08-45 (8‑505) Duty of securities intermediary with respect to payments and distributions
41-08-46 (8‑506) Duty of securities intermediary to exercise rights as directed by entitlement holder
41-08-47 (8‑507) Duty of securities intermediary to comply with entitlement order
41-08-48 (8‑508) Duty of securities intermediary to change entitlement holder's position to other form of security holding
41-08-49 (8‑509) Specification of duties of securities intermediary by other statute or regulation ‑ Manner of performance of duties of securities intermediary and exercise of rights of entitlement holder
41-08-50 (8‑510) Rights of purchaser of security entitlement from entitlement holder
41-08-51 (8‑511) Priority among security interests and entitlement holders
41-08-52 (8‑603) Savings clause