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Measure Actions

Introduced by Industry, Business and Labor Committee
(At the request of the Securities Commissioner)
A BILL for an Act to amend and reenact section 10-04-02, subsection 1 of section 10-04-03,
sections 10-04-05 and 10-04-06, subsections 2 and 3 of section 10-04-07.1, sections 10-04-08
and 10-04-08.3, subsection 2 of section 10-04-08.4, sections 10-04-09 and 10-04-10,
subsections 1 and 2 of section 10-04-10.3, sections 10-04-11, 10-04-12, 10-04-15, and
10-04-16, subsection 1 of section 10-04-16.1, section 10-04-17, and subsections 1 and 2 of
section 10-04-18 of the North Dakota Century Code, relating to definitions under the
securities laws, securities exemptions and exempt transactions, registration and sale of
securities, and registration of broker-dealers, agents, investment advisers, and investment
adviser representatives; and to repeal section 10-04-07 of the North Dakota Century Code,
relating to securities registration by description.

01/04 House Introduced, first reading, referred Industry, Business and Labor HJ 55

01/26 House Committee Hearing 09:00

01/28 House Reported back amended, do pass, amendment poc y 014 n 000 HJ 321

01/31 House Amendment adopted, placed on calendar HJ 328

02/01 House Second reading, passed, yeas 088 nays 003 HJ 363

02/02 Senate Received from House SJ 254

02/07 Senate Introduced, first reading, referred Industry, Business and Labor SJ 326

03/09 Senate Committee Hearing 09:00

03/10 Senate Reported back, do pass, placed on calendar y 007 n 000 SJ 773

03/11 Senate Second reading, passed, yeas 044 nays 001 SJ 782

03/14 House Returned to House HJ1001

03/16 House Signed by Speaker HJ1133

03/18 Senate Signed by President SJ 898

03/18 House Sent to Governor HJ1193

03/21 House Signed by Governor HJ1251

03/22 House Filed with Secretary of State

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