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Measure Actions

Industry, Business and Labor Committee
(At the request of the Securities Commissioner)
A BILL for an Act to create and enact section 10-04-08.4 of the North Dakota Century Code,
relating to filing requirements for federal covered securities; and to amend and reenact
sections 10-04-02, subsections 4 and 5 of section 10-04-03, sections 10-04-04, 10-04-05,
10-04-06, 10-04-07.1, 10-04-08, 10-04-08.1, 10-04-08.2, 10-04-08.3, 10-04-09, 10-04-10,
10-04-10.1, 10-04-10.2, 10-04-10.3, 10-04-11, 10-04-12, 10-04-14, 10-04-16.1, 10-04-17, and
10-04-18 of the North Dakota Century Code, relating to definitions, administration, and
registration of securities under the Securities Act of 1951, advertising of and statements
about securities, federal covered securities, suspensions and revocation of securities
registrations, registration of dealers, agents, investment advisers, and investment adviser
representatives, suspension and revocation of registrations of dealers, agents, investment
advisers and investment adviser representatives, hearing provisions, securities
investigations, consent to service of process, remedies available to investors, and penalties.

01/18 House Introduced, first reading, referred Industry, Business and Labor HJ 40

01/27 House Committee Hearing 10:00

02/04 House Reported back amended, amendment poc y 015 n 000 HJ 313

02/05 House Amendment adopted HJ 325

Rereferred to Appropriations HJ 325

02/08 House Committee Hearing 10:30

02/09 House Reported back, do pass, placed on calendar y 015 n 005 HJ 380

02/12 House Second reading, passed as amended, yeas 078 nays 013 HJ 471

02/15 Senate Received from House SJ 426

Introduced, first reading, referred Industry, Business and Labor SJ 440

03/01 Senate Committee Hearing 10:30

03/03 Senate Reported back, do pass, placed on calendar y 007 n 000 SJ 604

Rereferred to Appropriations SJ 604

03/11 Senate Committee Hearing 08:30

03/18 Senate Reported back, do pass, placed on calendar y 014 n 000 SJ 754

03/19 Senate Second reading, passed, yeas 047 nays 000 SJ 765

03/22 House Returned to House HJ 915

03/24 House Signed by Speaker HJ 969

03/25 Senate Signed by President SJ 846

03/26 House Sent to Governor HJ 998

03/26 House Signed by Governor HJ1015

03/26 House Filed with Secretary of State

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